Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roy? Claim Your ProfileRoy Nazaroff is an investment professional with over 20 years of experience in the financial services industry. Roy is currently registered as a Registered Representative and Investment Advisor Representative with LPL Financial LLC in Totowa, NJ. Roy holds several professional licenses, including Series 6, 7, 63, and 65. Roy has previously worked with IFMG Securities, Inc., New Horizons Asset Management Group, LLC, and Pruco Securities Corporation. Roy provides investment advisory services for individuals, businesses, and pension plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
04/29/2011 - Present
LPL Financial LLC (TOTOWA NJ)
NY
10/16/2006 - 03/04/2008
IFMG SECURITIES, INC. (FLORIDA NY)
NY
04/24/2001 - 06/02/2006
NEW HORIZONS ASSET MANAGEMENT GROUP, LLC (WASHINGTONVILLE NY)
NJ
01/01/1999 - 09/23/1999
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 04/28/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/28/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/03/2006
Series 7 - General Securities Representative Examination
BC
Issued 12/23/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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