Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roy? Claim Your ProfileRoy Sefton is an investment advisor representative with Money Concepts Capital Corp. Roy has been in the industry since 2002 and holds Series 7, 65, and 66 securities licenses, as well as the SIE exam. Roy specializes in providing investment advice to high net worth individuals, corporations, and pension plans. Roy is registered in Illinois, Michigan, and Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
General consulting services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fee
1
2
FL
12/10/2010 - Present
Money Concepts Capital Corp. (PALM BEACH GARDENS FL)
IA
Issued 12/04/2010
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 09/30/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/13/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Roy Sefton is the right advisor for you? Invested Better is here to help.
