Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roy? Claim Your ProfileRoy Houston Johnson is a registered representative with Principal Securities, Inc. and has been in the securities industry since April 16, 2002. Roy has been a registered representative with Principal Securities, Inc. since October 1, 2015. Roy also has a registration with AXA ADVISORS, LLC. Roy holds the Series 66, Series 7 and SIE licenses. Roy is also registered as an investment advisor representative in California, Michigan, New York, North Carolina, South Carolina, and Virginia. Roy specializes in retirement planning, college savings, and investment management. Roy is also a Certified Financial Planner. Roy offers a variety of services to individuals and families including financial planning, investment management, and retirement planning. Roy is committed to providing his clients with personalized service and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
NC
10/01/2015 - Present
Principal Securities, Inc. (Southport NC)
NC
04/17/2009 - 09/21/2015
AXA ADVISORS, LLC (RALEIGH NC)
BOTH
Issued 05/20/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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