Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roy? Claim Your ProfileRoy Golding Spinks is a financial advisor with over 20 years of experience in the financial services industry. Roy is currently registered with Stratos Wealth Partners, Ltd. and holds Series 6, 7, 63, and 66 licenses as well as the SIE designation. Roy is a Registered Investment Advisor (RIA) and has a long history of serving clients in various capacities, including investment advisory, insurance and tax preparation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Percentage of assets under management with third party managers
1
2
LA
09/09/2015 - Present
Stratos Wealth Partners, Ltd. (METAIRIE LA)
LA
01/02/2015 - 09/15/2015
CAPITAL ONE INVESTING, LLC (HARAHAN LA)
LA
05/31/2008 - 01/02/2015
CAPITAL ONE INVESTMENT SERVICES LLC (HARAHAN LA)
LA
02/27/2002 - 05/31/2008
CAPITAL ONE INVESTMENTS, LLC (HARAHAN LA)
BOTH
Issued 08/21/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/08/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/2004
Series 7 - General Securities Representative Examination
BC
Issued 02/26/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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