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Roy G Popham

Texas Capital Bank Private Wealth Advisors

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About Roy G Popham

Roy G Popham is a financial advisor at Texas Capital Bank Private Wealth Advisors. Roy has been in the financial services industry since 1990 and has a wide range of experience. Roy is a registered investment advisor in Texas and is also a Series 7, Series 24, Series 52TO, Series 53, and Series 63 licensed professional. Roy has worked for several firms in the industry, including JP Morgan Securities LLC and Kingswood Capital Partners, LLC. Currently, Roy manages client relationships, determines investment needs, and provides banking and loan products at Texas Capital Bank.

Firm Information

Roy Popham is currently registered with Texas Capital Bank Private Wealth Advisors. Texas Capital Bank Private Wealth Advisors is a Dallas, TX-based firm with approximately $1 billion - $10 billion in assets under management. They offer financial planning, selection of other advisors, and portfolio management services for individuals, businesses, investment companies, and pooled investment vehicles. They have 9 licensed agents, 62 investment adviser reps, and 36 registered representatives. Their client base includes high-net-worth individuals, corporations or other businesses, charitable organizations, investment companies, and state or municipal government entities. They are also a participant in wrap fee programs.
Texas Capital Bank Private Wealth Advisors

2000 MCKINNEY AVENUE

DALLAS, TX 75201

$3.38B

Assets Under Management

Not reported

Total Clients

67

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Roy Popham’s Registration & Firm History

TX

02/01/2021 - Present

Texas Capital Bank Private Wealth Advisors (DALLAS TX)

TX

12/23/2020 - 06/02/2023

KINGSWOOD CAPITAL PARTNERS, LLC (Dallas TX)

TX

10/01/2008 - 12/21/2020

J.P. MORGAN SECURITIES LLC (DALLAS TX)

TX

07/01/2006 - 10/01/2008

J.P. MORGAN SECURITIES INC. (DALLAS TX)

TX

10/26/1990 - 07/01/2006

BANC ONE SECURITIES CORPORATION (DALLAS TX)

NA

09/07/1990 - 10/26/1990

MBANK CAPITAL MARKETS, INC.

NA

01/30/1987 - 09/29/1987

MPACT BROKERS INC.

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Licenses & Designations

IA

Issued 01/25/2021

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/16/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/30/1989

Series 24 - General Securities Principal Examination

BC

Issued 05/14/1986

Series 53 - Municipal Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 22TO - Direct Participation Programs Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/21/1986

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 3 public disclosures for Roy G Popham. Review regulatory record here.
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