Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roy? Claim Your ProfileRoy Franklin Woods is an investment advisor representative who is currently registered with Cambridge Investment Research Advisors, Inc.. Roy has been in the industry since 2003 and has a diverse background in financial services. Roy has a broad range of experience with various financial products, including securities, mutual funds, and variable annuities. Roy is committed to providing personalized financial advice to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
IA
01/04/2022 - Present
Cambridge Investment Research Advisors, Inc. (Fairfield IA)
TN
05/31/2013 - 05/12/2021
JACKSON NATIONAL LIFE DISTRIBUTORS LLC (FRANKLIN TN)
NC
11/09/2011 - 05/22/2013
LPL FINANCIAL LLC (CHARLOTTE NC)
NC
07/07/2008 - 04/27/2012
UVEST FINANCIAL SERVICES GROUP, INC. (CHARLOTTE NC)
MA
11/21/2007 - 06/10/2008
COMMONWEALTH FINANCIAL NETWORK (WALTHAM MA)
TX
06/22/2007 - 10/12/2007
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (LEWISVILLE TX)
MA
04/20/2006 - 03/08/2007
COMMONWEALTH FINANCIAL NETWORK (WALTHAM MA)
TN
10/04/2005 - 03/23/2006
PFIC SECURITIES CORPORATION (FRANKLIN TN)
NE
03/30/2004 - 09/16/2005
ALLSTATE FINANCIAL SERVICES, LLC (LINCOLN NE)
MA
01/06/2000 - 06/01/2001
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
01/06/2000 - 06/01/2001
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IA
Issued 04/12/2011
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 12/01/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/12/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/15/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/29/2004
Series 7 - General Securities Representative Examination
BC
Issued 01/05/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Roy Woods is the right advisor for you? Invested Better is here to help.
