Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roy? Claim Your ProfileRoy Flemister Coppedge is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc. Roy has been working in the financial services industry since 2003. He has worked with Roth Capital Partners, LLC, MKM Partners LLC, Lek Securities Corporation and Miller Tabak + Co., LLC. Roy has a broad range of experience in the financial services industry and is committed to providing clients with personalized advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
04/28/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
CA
01/31/2023 - 03/14/2023
ROTH CAPITAL PARTNERS, LLC (NEWPORT BEACH CA)
CT
10/22/2014 - 01/31/2023
MKM PARTNERS LLC (STAMFORD CT)
NY
09/09/2014 - 10/16/2014
LEK SECURITIES CORPORATION (NEW CITY NY)
NY
04/14/2003 - 09/09/2014
MILLER TABAK + CO., LLC (NEW YORK NY)
BOTH
Issued 04/03/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/09/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/03/2007
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/08/2003
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Roy Coppedge is the right advisor for you? Invested Better is here to help.
