Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roy? Claim Your ProfileRoy Edward Hathcock is a financial professional with over 40 years of experience in the securities industry. Roy is currently registered with Silver Oak Securities, Inc. and has been with the firm since 2006. Prior to joining Silver Oak Securities, Inc., Roy held positions at a number of other firms, including MOTELS OF AMERICA INVESTMENT CORP., INTEGRATED RESOURCES MARKETING, INC., INTEGRATED RESOURCES EQUITY CORPORATION, EQUITEC SECURITIES COMPANY, and FSC SECURITIES CORPORATION. Roy is a licensed securities professional in Arkansas, Florida, Georgia, Illinois, Kentucky, Maryland, Mississippi, Missouri, Ohio, Pennsylvania, Tennessee, Texas, and Utah. Roy holds the Series 7, Series 6, Series 63, and Series 65 securities licenses. Roy is a financial professional with a broad range of experience in the securities industry, and is committed to providing his clients with the highest quality financial advice and service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MS
07/13/2006 - Present
Silver OAK Securities, Inc. (Olive Branch MS)
NA
01/21/1987 - 04/27/1987
MOTELS OF AMERICA INVESTMENT CORP.
NA
01/01/1986 - 03/17/1987
INTEGRATED RESOURCES MARKETING, INC.
NA
01/01/1986 - 01/15/1987
INTEGRATED RESOURCES EQUITY CORPORATION
NA
02/28/1985 - 11/01/1985
EQUITEC SECURITIES COMPANY
NA
11/24/1982 - 12/27/1984
FSC SECURITIES CORPORATION
NA
09/20/1983 - 11/28/1984
CONSOLIDATED CAPITAL SECURITIES CORPORATION
IA
Issued 08/24/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/29/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/12/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/20/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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