Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roy? Claim Your ProfileRoy Edward Bennett is a financial advisor with over 24 years of experience in the industry. Roy is currently registered with Western International Securities, Inc. and Smart Investments Advisory Inc.. Prior to that, Roy worked for WBB Securities, LLC, The Seidler Companies Incorporated, and Morgan Stanley DW Inc.. Roy's specializations include financial planning, pension consulting, and portfolio management for both individuals and businesses. Roy is also a registered investment advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
06/24/2020 - Present
Western International Securities, Inc. (Redlands CA)
CA
12/05/2006 - 06/02/2020
WBB SECURITIES, LLC (REDLANDS CA)
CA
08/18/2005 - 12/06/2006
THE SEIDLER COMPANIES INCORPORATED (REDLANDS CA)
NY
03/13/1997 - 08/29/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 04/25/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/21/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/22/1997
Series 31 - Futures Managed Funds Examination
BC
Issued 03/12/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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