Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roy? Claim Your ProfileRoy Elliott is a financial advisor with Nations Financial Group, Inc. Roy has been in the industry since 1987 and has a broad range of experience. Roy's specializations include Retirement Planning, College Savings Plans, Investment Management, Estate Planning, and Insurance. Before joining Nations Financial Group, Roy was with Royal Alliance Associates, Inc. and Signator Investors, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IA
07/24/2020 - Present
Nations Financial Group, Inc. (CEDAR RAPIDS IA)
IA
11/02/2018 - 07/20/2020
ROYAL ALLIANCE ASSOCIATES, INC. (CEDAR RAPIDS IA)
IA
05/13/2016 - 11/02/2018
SIGNATOR INVESTORS, INC. (CEDAR RAPIDS IA)
IA
12/01/2009 - 05/13/2016
TRANSAMERICA FINANCIAL ADVISORS, INC (CEDAR RAPIDS IA)
TX
03/14/1996 - 10/07/2009
TOWER SQUARE SECURITIES, INC. (RICHMOND TX)
CA
05/23/1985 - 08/22/1994
TRAVELERS EQUITIES SALES, INC. (EL SEGUNDO CA)
BC
Issued 07/09/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/20/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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