Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roy? Claim Your ProfileRoy Dale Todd is an investment advisor representative at LPL Financial LLC. Roy has been in the securities industry since August 1993 and has been associated with Avantax Investment Services, Inc. since July 1996. Roy holds Series 6, 63, and 65 licenses, as well as the SIE exam. Roy is registered in Alabama, California, Florida, Michigan, North Carolina, Oklahoma, Pennsylvania, Tennessee, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
07/28/2021 - Present
LPL Financial LLC (CARROLLTON TX)
TX
07/25/1996 - 07/28/2021
AVANTAX INVESTMENT SERVICES, INC. (CARROLLTON TX)
GA
08/17/1993 - 07/29/1996
PFS INVESTMENTS INC. (DULUTH GA)
IA
Issued 01/20/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/16/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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