Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roy? Claim Your ProfileRoy Clifton Jerrolds is a financial advisor at LPL Financial LLC with over 20 years of experience in the financial services industry. Roy has held various roles at firms such as Morgan Stanley, Wells Fargo Advisors, LLC, and Citigroup Global Markets Inc. He is registered to provide investment advisory services in California and Texas. Roy is committed to providing personalized financial advice and guidance to help individuals and families reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
12/20/2019 - Present
LPL Financial LLC (WALNUT CREEK CA)
CA
11/08/2013 - 09/17/2018
MORGAN STANLEY (WALNUT CREEK CA)
CA
09/30/2009 - 11/12/2013
WELLS FARGO ADVISORS, LLC (ANTIOCH CA)
CA
05/29/2007 - 10/27/2009
CITIGROUP GLOBAL MARKETS INC. (ANTIOCH CA)
CA
02/18/2004 - 05/29/2007
CITICORP INVESTMENT SERVICES (CONCORD CA)
CA
06/05/2001 - 02/09/2004
WM FINANCIAL SERVICES, INC. (IRVINE CA)
BOTH
Issued 08/06/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/27/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/04/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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