Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roy? Claim Your ProfileRoy Bruce Lee is a financial advisor who has been active in the industry since March 15, 2018. Roy Lee is currently registered with Nylife Securities LLC in California. Roy Lee is also registered with FINRA and has passed the Series 66, Series 24, SIE and Series 7 exams. Previously, Roy Lee was registered with Edward Jones in Missouri.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
08/23/2018 - Present
Nylife Securities LLC (ROSEVILLE CA)
MO
09/07/2017 - 02/13/2018
EDWARD JONES (ST. LOUIS MO)
BOTH
Issued 11/06/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/25/2021
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/07/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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