Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roy? Claim Your ProfileRoy Bernard Moore is a registered representative with The Baker Group, LP. Roy has been in the financial services industry since 2001. Roy holds the Series 63, Series 7 and SIE securities licenses and is registered in Illinois, Iowa, Oklahoma and Texas. Roy has a strong background in providing investment strategies for financial institutions and other institutional investors. Roy is dedicated to providing personalized financial advice and services to help clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment strategies for financial institutions and other institutional investors
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiable fees based on % of investable assets per client
1
2
OK
11/16/2001 - Present
THE Baker Group, LP (OKLAHOMA CITY OK)
BC
Issued 12/21/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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