Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roy? Claim Your ProfileRoy Arendal Norman has been in the financial services industry since 1986 and is currently registered as an Investment Advisor Representative with Garden State Investment Advisory Services, LLC. Roy has a background in both brokerage and investment advisory services and has held positions with several prominent financial institutions, including Merrill Lynch, Paine Webber, and Northeast Securities. Roy is also an Adjunct Professor at the City University of New York. Roy has experience working with individuals, high-net-worth individuals, and pension plans. Roy provides financial planning, portfolio management, and other advisory services to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NJ
02/24/2011 - Present
Garden State Investment Advisory Services, LLC (RED BANK NJ)
NY
08/02/2004 - 10/01/2010
NORTHEAST SECURITIES, INC. (NEW YORK NY)
FL
03/17/2003 - 07/14/2004
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
SC
08/01/1996 - 04/15/2003
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
NY
07/01/1993 - 08/26/1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
02/22/1990 - 06/22/1993
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
12/19/1988 - 03/05/1990
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
08/20/1986 - 12/07/1988
PAINEWEBBER INCORPORATED
IA
Issued 02/18/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/22/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/16/1996
Series 24 - General Securities Principal Examination
BC
Issued 04/25/1988
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/1990
Series 3 - National Commodity Futures Examination
BC
Issued 08/16/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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