Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roy? Claim Your ProfileRoy Arcadio Manriquez is a financial advisor with over 30 years of experience in the industry. Roy has worked for several firms, including Merrill Lynch, Pierce, Fenner & Smith Incorporated, Kidder, Peabody & Co. Incorporated, Morgan Stanley and now LPL Financial LLC. Roy is registered with both the Securities and Exchange Commission (SEC) and the state of California and Texas. Roy holds the Series 63, Series 65, Series 7 and SIE licenses. Roy is committed to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
02/07/2024 - Present
LPL Financial LLC (Los Gatos CA)
CA
05/30/2013 - 06/14/2018
MORGAN STANLEY (SAN JOSE CA)
CA
03/07/1990 - 05/31/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN JOSE CA)
NY
09/24/1981 - 03/13/1990
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
IA
Issued 12/07/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/22/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/14/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/1981
Series 7 - General Securities Representative Examination
Active
Inactive
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