Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roy? Claim Your ProfileRoy Alvin Williams is an active advisor with KCD Financial, Inc. in Stratford, CT. Roy has over 30 years of experience in the financial industry, having worked in various firms including Center Street Securities, Inc., EDI Financial, Inc., and Harvest Capital LLC. Roy Alvin Williams holds the Series 6, Series 7, and Series 63 licenses. Roy is registered in Connecticut, Nevada, and Pennsylvania. Roy Alvin Williams specializes in providing financial planning and portfolio management services to high net worth individuals and individuals other than high net worth. Roy is also licensed to sell life, LTC, and fixed annuities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
A portion of fees paid to 3rd party advisors
1
2
CT
08/23/2023 - Present
KCD Financial, Inc. (Stratford CT)
CT
10/27/2016 - 08/07/2023
CENTER STREET SECURITIES, INC. (STRATFORD CT)
CT
02/06/2006 - 10/21/2016
EDI FINANCIAL, INC. (STRATFORD CT)
CT
10/11/2002 - 02/07/2006
HARVEST CAPITAL LLC (WETHERSFIELD CT)
MN
11/23/2001 - 09/09/2002
USALLIANZ SECURITIES, INC. (MINNEAPOLIS MN)
CT
03/21/2000 - 11/23/2001
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
NY
02/14/1996 - 04/13/2000
MONY SECURITIES CORPORATION (NEW YORK NY)
DE
02/25/1993 - 12/15/1998
1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)
MA
11/09/1982 - 01/24/1992
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
11/09/1982 - 01/24/1992
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BC
Issued 03/06/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/05/2004
Series 7 - General Securities Representative Examination
BC
Issued 11/08/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Roy Williams is the right advisor for you? Invested Better is here to help.
