Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roy? Claim Your ProfileRoy Lederman is a financial advisor with over 28 years of experience in the industry. Roy is currently registered with Allstate Financial Services, LLC and has previously held positions with several other firms including LINSCO/PRIVATE LEDGER CORP., NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC, ROBERT W. BAIRD & CO. INCORPORATED and CHARLES SCHWAB & CO., INC.. Roy is licensed to provide investment advice in various states including Indiana, Florida, Ohio, Illinois, Texas, Georgia, California, Colorado, Iowa, Kansas, Kentucky, Massachusetts, Nevada, New Jersey, North Carolina, and Tennessee.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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IN
09/22/2004 - Present
Allstate Financial Services, LLC (Carmel IN)
SC
03/08/2004 - 10/21/2004
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
WI
11/14/2001 - 02/27/2004
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
WI
11/14/2001 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
TX
07/21/1994 - 07/31/2001
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
BC
Issued 08/12/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/28/2004
Series 24 - General Securities Principal Examination
BC
Issued 04/22/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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