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Roxie Diane Rupe

Raymond James Financial Services, Inc.

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About Roxie Diane Rupe

Roxie Rupe is a financial advisor who has been working in the industry since 2014. Roxie is currently registered with Raymond James Financial Services, Inc. and holds Series 7 and SIE licenses. Roxie has prior experience with WELLS FARGO CLEARING SERVICES, LLC. Roxie is licensed in Colorado.

Firm Information

Roxie Rupe is currently registered with Raymond James Financial Services, Inc.. Raymond James Financial Services, Inc. is a Corporation that was formed on September 12, 1973. The firm is registered in 53 states and is also registered with the SEC. The firm has been involved in 125 regulatory events and 76 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

568

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Roxie Rupe’s Registration & Firm History

CO

08/20/2024 - Present

Raymond James Financial Services, Inc. (Grand Junction CO)

CO

10/29/2014 - 08/12/2024

WELLS FARGO CLEARING SERVICES, LLC (GRAND JUNCTION CO)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/29/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Roxie Diane Rupe.
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