Unclaimed
Roxie Rupe is a financial advisor who has been working in the industry since 2014. Roxie is currently registered with Raymond James Financial Services, Inc. and holds Series 7 and SIE licenses. Roxie has prior experience with WELLS FARGO CLEARING SERVICES, LLC. Roxie is licensed in Colorado.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
08/20/2024 - Present
Raymond James Financial Services, Inc. (Grand Junction CO)
CO
10/29/2014 - 08/12/2024
WELLS FARGO CLEARING SERVICES, LLC (GRAND JUNCTION CO)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/29/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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