Unclaimed
Roxi Lea Smith is a registered representative with Farmers Financial Solutions, LLC. She has been in the financial industry since July 2003 and has a Series 6, Series 63 and SIE. Roxi Lea Smith is registered to provide securities services in Oklahoma.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
OK
07/31/2003 - Present
Farmers Financial Solutions, LLC (TULSA OK)
BC
Issued 09/30/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/30/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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