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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roxanne? Claim Your ProfileRoxanne Young Bryant is a financial advisor who has been in the industry since 1984. Currently, Roxanne is registered with Stifel, Nicolaus & Company, Inc. and has been with them since 2009. Roxanne has a wide range of experience in the financial services industry, including working at UBS Financial Services Inc. from 2006 to 2009, and Piper Jaffray & Co. from 1984 to 2006. Roxanne's experience allows her to provide a variety of services to her clients, including financial planning, portfolio management, and pension consulting. Roxanne holds both Series 63 and Series 65 licenses. Roxanne is committed to helping her clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WA
09/11/2009 - Present
Stifel, Nicolaus & Company, Inc. (WENATCHEE WA)
WA
08/12/2006 - 09/11/2009
UBS FINANCIAL SERVICES INC. (WENATCHEE WA)
WA
02/23/1984 - 08/12/2006
PIPER JAFFRAY & CO. (WENATCHEE WA)
IA
Issued 10/03/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/20/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/21/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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