Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roxanne? Claim Your ProfileRoxanne Waterman is a financial advisor who has been in the industry since 1987. She is currently registered with Osaic Wealth, Inc. and has worked with Securities America, Inc. and MetLife Securities Inc. Roxanne has a variety of experience in the industry, including financial planning, pension consulting, educational seminars, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
OR
06/14/2024 - Present
Osaic Wealth, Inc. (WEST LINN OR)
OR
08/27/1997 - 06/14/2024
SECURITIES AMERICA, INC. (WEST LINN OR)
TN
02/25/1997 - 09/29/1997
SECURITIES SERVICE NETWORK, INC. (KNOXVILLE TN)
NE
09/12/1994 - 01/04/1997
SECURITIES AMERICA, INC. (LAVISTA NE)
MA
08/31/1987 - 09/29/1994
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
08/31/1987 - 09/29/1994
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IA
Issued 01/09/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/30/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/12/1998
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/28/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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