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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roxanne? Claim Your ProfileRoxanne Duennebeil is a financial advisor with Morgan Stanley. Roxanne has been in the financial services industry since December 2012 and is currently registered with both FINRA and the state of Utah. Roxanne has a wide range of experience in the financial services industry, having worked for several firms, including Edward Jones, Fidelity Brokerage Services LLC, and E*TRADE SECURITIES LLC. Roxanne specializes in providing investment advice to individuals, corporations, and other businesses. Roxanne's specializations include: asset allocation advice, financial planning, pension consulting, educational seminars, and selection of other advisers. Roxanne is also registered to provide investment advice in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
UT
03/04/2015 - Present
Morgan Stanley (South Jordan UT)
UT
08/25/2021 - 09/05/2023
E*TRADE SECURITIES LLC (South Jordan UT)
UT
02/27/2013 - 06/23/2014
EDWARD JONES (SALT LAKE CITY UT)
UT
11/05/2011 - 05/04/2012
FIDELITY BROKERAGE SERVICES LLC (AMERICAN FORK UT)
BOTH
Issued 02/27/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/07/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/04/2022
Series 4 - Registered Options Principal Examination
BC
Issued 09/20/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/05/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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