Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roxanne? Claim Your ProfileRoxanne Renee Rieffel is a financial professional with over 27 years of experience in the financial services industry. Roxanne is currently registered with Pruco Securities, LLC, and holds several licenses, including Series 6, 6TO, and SIE. Roxanne has a wide range of experience in the financial services industry, having previously worked at BANKERS LIFE SECURITIES, INC., and Pruco Securities, LLC. Roxanne's primary focus is on providing financial advice and guidance to individuals, corporations, and other businesses. Roxanne also offers investment advice and guidance to high-net-worth individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Compensation from lpl enterprise, llc
1
2
IN
05/25/2022 - Present
Pruco Securities, LLC (North Liberty IN)
IN
04/14/2022 - 05/17/2022
BANKERS LIFE SECURITIES, INC. (South Bend IN)
NJ
08/21/1995 - 11/04/2005
PRUCO SECURITIES, LLC. (NEWARK NJ)
BC
Issued 05/04/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/14/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 03/25/2022
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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