Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roxanne? Claim Your ProfileRoxanne Kelly is a financial advisor with Nylife Securities LLC based in White Plains, New York. Roxanne has been in the financial industry for over 10 years. She is licensed to sell securities and commodities, having passed the Series 3, 7, 99, and SIE exams. Roxanne also holds the Series 24 general securities principal license. Roxanne has previous experience with Vision Financial Markets LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
07/08/2020 - Present
Nylife Securities LLC (WHITE PLAINS NY)
CT
07/17/2012 - 04/13/2020
VISION FINANCIAL MARKETS LLC (Stamford CT)
BC
Issued 03/16/2020
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/2015
Series 7 - General Securities Representative Examination
BC
Issued 09/16/2013
Series 3 - National Commodity Futures Examination
BC
Issued 07/16/2012
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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