Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roxanne? Claim Your ProfileRoxanne Marie Jones is an investment advisor representative with Osaic Wealth, Inc. based in Ontario, CA. Roxanne has been in the financial services industry since 1994 and has experience in various financial planning and investment management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
09/01/2023 - Present
Osaic Wealth, Inc. (ONTARIO CA)
CA
03/22/2012 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (ONTARIO CA)
CA
02/01/2007 - 02/09/2012
SECURITIES SERVICE NETWORK, INC. (CULVER CITY CA)
CA
07/01/1998 - 01/31/2007
NATIONAL PLANNING CORPORATION (TORRANCE CA)
CA
01/28/1997 - 07/06/1998
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
AZ
01/11/1994 - 01/24/1997
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
IA
Issued 06/25/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/04/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/08/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/25/1998
Series 7 - General Securities Representative Examination
BC
Issued 12/17/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Roxanne Jones is the right advisor for you? Invested Better is here to help.
