Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roxanne? Claim Your ProfileRoxanne Juanita Jones is a financial professional with over 18 years of experience in the financial services industry. Roxanne is currently registered with State Farm VP Management Corp. and holds Series 6, Series 6TO, and Series 63 licenses. Roxanne has previously worked at HSBC Securities (USA) INC. and HSBC Brokerage (USA) INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MD
10/31/2022 - Present
State Farm VP Management Corp. (Waldorf MD)
NY
01/01/2005 - 08/04/2005
HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)
NY
01/01/2005 - 01/01/2005
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
BC
Issued 02/03/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/31/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 05/07/2022
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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