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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roxanne? Claim Your ProfileRoxanne Grise is a financial advisor registered with Morgan Stanley. Roxanne has been in the industry since May 2002. Roxanne is licensed to provide financial advice in several states, including New Jersey and Texas. Roxanne also has experience at UBS Financial Services Inc. and CITIGROUP GLOBAL MARKETS INC. In addition to being a registered representative, Roxanne is also a Registered Investment Advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NJ
04/15/2020 - Present
Morgan Stanley (Red Bank NJ)
NJ
03/27/2009 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (WESTFIELD NJ)
NJ
05/18/2005 - 04/15/2009
UBS FINANCIAL SERVICES INC. (WESTFIELD NJ)
NY
08/27/2001 - 08/30/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 10/19/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/24/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/31/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 08/24/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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