Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roxanne? Claim Your ProfileRoxanne Elizabeth Reid is a financial advisor with Northwestern Mutual Investment Services, LLC. She is licensed to provide investment advice and sell securities in Washington. Roxanne has two product exams: Investment Company Products/Variable Contracts Representative Examination and Securities Industry Essentials Examination. Roxanne is registered with FINRA. Northwestern Mutual Investment Services, LLC is based in Milwaukee, WI and has a branch office in Bellevue, WA where Roxanne is located. The firm provides investment advice to individuals, corporations, and other businesses. The firm's services include investment research, referrals to other advisors and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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WA
08/05/2024 - Present
Northwestern Mutual Investment Services, LLC (BELLEVUE WA)
BC
Issued 08/05/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 08/05/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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