Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roxanne? Claim Your ProfileRoxanne Curtis-small is a financial professional with over 5 years of experience in the industry. Roxanne is currently registered with PFS Investments Inc. in Florida and has held previous roles with the same firm in New York. Roxanne holds multiple securities licenses including Series 6, Series 26, and Series 63. Roxanne specializes in portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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FL
01/13/2022 - Present
PFS Investments Inc. (FORT LAUDERDALE FL)
NY
02/02/2018 - 12/31/2021
PFS INVESTMENTS INC. (BROOKLYN NY)
BC
Issued 03/01/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/09/2019
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/02/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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