Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roxanne? Claim Your ProfileRoxanne Carmen Rodriguez is an investment advisor representative at J.P. Morgan Securities LLC. Roxanne is licensed to conduct business in 35 states, primarily in the brokerage capacity. She is also registered as an Investment Advisor Representative in Texas and Illinois. Roxanne joined J.P. Morgan Securities LLC in July 2021, and before that, she worked at JP Morgan Chase Bank, N.A. in various roles for over 8 years. Roxanne is committed to providing her clients with personalized financial advice and investment solutions. She has a passion for helping individuals and families achieve their financial goals, and she believes in building long-lasting relationships with her clients. Outside of work, Roxanne enjoys spending time with her family and friends, and she is an active member of her community.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
IL
11/19/2021 - Present
J.p. Morgan Securities LLC (HINSDALE IL)
BOTH
Issued 11/03/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/28/2021
Series 7TO - General Securities Representative Examination
BC
Issued 07/31/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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