Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roxanne? Claim Your ProfileRoxanne C. Brown is a financial professional with over 20 years of experience in the industry. Roxanne is currently registered with PFS Investments Inc. and has been a part of the firm since 2017. Prior to that, Roxanne worked at CITIGROUP GLOBAL MARKETS INC., CITICORP INVESTMENT SERVICES and CHASE INVESTMENT SERVICES CORP. Roxanne is licensed to provide securities and investment advisory services in Connecticut, New Jersey and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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NY
01/10/2017 - Present
PFS Investments Inc. (ELMSFORD NY)
NY
05/29/2007 - 12/31/2014
CITIGROUP GLOBAL MARKETS INC. (BRONX NY)
NY
11/17/2006 - 05/29/2007
CITICORP INVESTMENT SERVICES (BRONX NY)
NY
06/26/2006 - 08/03/2006
CHASE INVESTMENT SERVICES CORP. (BRONX NY)
NY
01/01/1998 - 06/22/2006
PFS INVESTMENTS INC. (NEW YORK NY)
BC
Issued 11/22/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/29/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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