Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roxanna? Claim Your ProfileRoxanna Orton is a registered representative with Fidelity Brokerage Services LLC and has been in the securities industry since May 27, 2019. Roxanna holds Series 63, Series 7TO, Series 9, Series 10, and SIE licenses. Roxanna is registered with the state of Utah. Roxanna is currently located at the Fidelity Brokerage Services LLC office in Salt Lake City, Utah.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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UT
05/28/2019 - Present
Fidelity Brokerage Services LLC (SALT LAKE CITY UT)
BC
Issued 06/07/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/02/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/28/2019
Series 7TO - General Securities Representative Examination
BC
Issued 05/23/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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