Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roxann? Claim Your ProfileRoxann Cooke is a registered investment advisor with J.p. Morgan Securities LLC. Roxann has been in the securities industry since 2019. Roxann holds licenses for both Broker-Dealer and Investment Advisor representatives. Roxann has been registered as a Broker-Dealer representative in 52 states, and is also registered as an Investment Advisor representative in Texas. Roxann has a strong track record of success in the financial services industry. She is committed to providing her clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
MA
09/30/2019 - Present
J.p. Morgan Securities LLC (Boston MA)
BOTH
Issued 09/05/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/23/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/10/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/14/2019
Series 7TO - General Securities Representative Examination
BC
Issued 04/09/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Roxann Cooke is the right advisor for you? Invested Better is here to help.
