Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roxane? Claim Your ProfileRoxane Rochelle Stagg is an active investment advisor representative with Wells Fargo Clearing Services, LLC. Roxane is a registered investment advisor in Florida and Texas. Roxane has been in the industry since 2002. Roxane has a broad range of experience, having worked with Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, and Citigroup Global Markets Inc. Roxane is a licensed investment advisor and holds a Series 7, Series 31, and Series 63 license. Roxane also holds the Securities Industry Essentials (SIE) examination. Roxane specializes in providing investment consulting services to institutional clients, financial planning, pension consulting, portfolio management for businesses, and portfolio management for individuals. Roxane is registered with FINRA and has been with Wells Fargo Clearing Services, LLC since 2015.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
05/27/2016 - Present
Wells Fargo Clearing Services, LLC (NAPLES FL)
AZ
07/18/2011 - 05/08/2014
VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)
FL
06/01/2009 - 01/08/2010
MORGAN STANLEY SMITH BARNEY (NAPLES FL)
FL
06/03/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (NAPLES FL)
AZ
06/16/1999 - 06/03/2008
CITIGROUP GLOBAL MARKETS INC. (PHOENIX AZ)
IA
Issued 05/24/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/25/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 06/15/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Roxane Stagg is the right advisor for you? Invested Better is here to help.
