Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roxane? Claim Your ProfileRoxane Miller is a financial advisor with LPL Enterprise, LLC. Roxane has been in the financial services industry since 2003. Roxane has a wide range of experience and has held positions at several firms, including LPL FINANCIAL LLC, Lincoln Investment, Fifth Third Securities, Inc., and UBOC Investment Services, Inc. Roxane is licensed to provide financial advice in North Carolina, Ohio, and South Carolina. Roxane holds the Series 6, 7, 24, 52TO, 53, and 63 licenses. Roxane offers financial planning, portfolio management, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
SC
08/30/2024 - Present
LPL Enterprise, LLC (FORT MILL SC)
OH
01/20/2015 - 06/06/2024
LPL FINANCIAL LLC (BEAVERCREEK OH)
OH
01/24/2014 - 11/14/2014
LINCOLN INVESTMENT (CINCINNATI OH)
OH
05/09/2005 - 01/17/2014
FIFTH THIRD SECURITIES, INC. (CHILLICOTHE OH)
CA
09/22/2003 - 08/11/2004
UBOC INVESTMENT SERVICES, INC. (GLENDALE CA)
NC
09/15/1998 - 12/08/1999
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
BOTH
Issued 01/16/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/16/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/29/2009
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/01/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/2003
Series 7 - General Securities Representative Examination
BC
Issued 09/14/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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