Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roxana? Claim Your ProfileRoxana Villafane beggs is an investment advisor representative with J.p. Morgan Securities LLC, based in New York, NY. Roxana has been in the industry since March 28, 2006, and has experience with Morgan Stanley, UBS Financial Services Inc., Standard Credit Securities Inc., MCNICOLL, LEWIS & VLAK LLC, MORGAN STANLEY DISTRIBUTION, INC., MORGAN STANLEY DW INC., FINANTIA USA LTD, and PRUDENTIAL SECURITIES INCORPORATED. Roxana's current registrations include the Series 65 - Uniform Investment Adviser Law Examination, the Series 63 - Uniform Securities Agent State Law Examination, and the Series 24 - General Securities Principal Examination. Roxana specializes in providing portfolio management services to individuals and businesses, as well as financial planning and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
12/05/2023 - Present
J.p. Morgan Securities LLC (New York NY)
NY
07/19/2016 - 04/19/2022
MORGAN STANLEY (New York NY)
NJ
01/25/2013 - 06/17/2016
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
10/25/2012 - 12/10/2012
STANDARD CREDIT SECURITIES INC. (NEW YORK NY)
NY
03/19/2010 - 10/25/2010
MCNICOLL, LEWIS & VLAK LLC (NEW YORK NY)
NY
11/08/2006 - 03/27/2008
MORGAN STANLEY DISTRIBUTION, INC. (NEW YORK NY)
NY
01/14/2004 - 09/22/2006
MORGAN STANLEY DW INC. (PURCHASE NY)
FL
02/14/2001 - 12/20/2002
FINANTIA USA LTD (MIAMI FL)
NY
03/15/2000 - 07/11/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 11/09/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/24/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/27/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/21/1999
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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