Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roxana? Claim Your ProfileRoxana Menendez has over 20 years of experience in the financial services industry. Roxana is currently a registered representative with Merrill Lynch, Pierce, Fenner & Smith Incorporated. Previously, Roxana was a registered representative at Morgan Stanley Smith Barney, where she worked for over two years. Prior to that, Roxana was a registered representative at Morgan Stanley & Co. Incorporated. Roxana holds the Series 66, Series 7, and SIE licenses. Roxana is also registered to provide investment advice in multiple states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
05/13/2016 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PARAMUS NJ)
NJ
06/01/2009 - 06/10/2016
MORGAN STANLEY (RIDGEWOOD NJ)
NJ
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (RIDGEWOOD NJ)
NJ
07/13/2005 - 04/02/2007
MORGAN STANLEY DW INC. (RIDGEWOOD NJ)
MO
09/03/2003 - 06/15/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
BOTH
Issued 4/19/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 9/2/2003
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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