Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roxana? Claim Your ProfileRoxana Gomez is a registered representative with MMA Securities LLC in San Diego, California. Roxana has been in the financial services industry since May 2017. Previously, Roxana worked at SAGEPOINT FINANCIAL, INC. Roxana Gomez is licensed to sell securities in California. Roxana Gomez specializes in providing advisory services to retirement plan participants.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Advisory services to retirement plan participants
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
Based on assets under advisement or per capita
1
2
CA
07/03/2018 - Present
MMA Securities LLC (San Diego CA)
CA
05/02/2017 - 07/06/2018
SAGEPOINT FINANCIAL, INC. (SAN DIEGO CA)
BOTH
Issued 10/27/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/20/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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