Unclaimed
Rowland Bankes is a securities professional with over a decade of experience in the financial services industry. Rowland has held various positions at prominent firms including Merrill Lynch, Pierce, Fenner & Smith Incorporated and R.W. Pressprich & Co. Currently, Rowland is registered with Loomis Sayles Distributors, LP. Rowland's licenses and registrations include Series 7, Series 63 and SIE. Rowland's professional experience and qualifications make him a valuable resource for investors seeking guidance and support in navigating the complexities of the financial markets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
06/13/2012 - Present
Loomis Sayles Distributors, LP (BOSTON MA)
MA
02/13/2012 - 05/21/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BOSTON MA)
NY
12/11/2009 - 04/29/2010
R.W.PRESSPRICH & CO. (NEW YORK NY)
BC
Issued 01/07/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/10/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Rowland Bankes is the right advisor for you? Invested Better is here to help.