Unclaimed
Rowena Lin na Loh is a financial professional with Vanguard Marketing Corp. Rowena has been in the financial industry since February 22, 2024. Rowena is registered with the Financial Industry Regulatory Authority (FINRA) as a general securities representative, has passed the Securities Industry Essentials (SIE) exam and the Uniform Securities Agent State Law Examination. Rowena is also registered with the state of Texas as a securities agent.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
02/23/2024 - Present
Vanguard Marketing Corp. (Plano TX)
BC
Issued 04/18/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/23/2024
Series 7TO - General Securities Representative Examination
BC
Issued 12/30/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure Rowena Loh is the right advisor for you? Invested Better is here to help.