Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rowena? Claim Your ProfileRowena Lacuesta is a financial advisor with over 25 years of experience in the industry. Rowena is currently registered with Wells Fargo Clearing Services, LLC and has been with the firm since November 2016. Previously, Rowena was registered with Citigroup Global Markets Inc., FIMAT USA, INC., Dean Witter Reynolds Inc., and Toluca Pacific Securities Corp. Rowena has a broad range of experience and holds Series 3, 7, 63 and 66 licenses. Rowena is licensed in 25 states and specializes in portfolio management for individuals and businesses, financial planning, and investment consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
04/30/2011 - Present
Wells Fargo Clearing Services, LLC (NEWPORT BEACH CA)
NY
07/10/2001 - 03/17/2006
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
IL
11/06/1997 - 07/02/2001
FIMAT USA, INC. (CHICAGO IL)
NY
02/14/1997 - 11/24/1997
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
CA
06/11/1996 - 01/31/1997
TOLUCA PACIFIC SECURITIES CORP. (BURBANK CA)
BOTH
Issued 05/07/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/08/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/20/1997
Series 3 - National Commodity Futures Examination
BC
Issued 06/10/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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