Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rowan? Claim Your ProfileRowan Murray Joseph is a financial advisor who has been in the industry since April 2008. Rowan holds licenses for both broker-dealer and investment advisor activities and is currently registered with Rothschild & Co. US Inc. and Redburn Atlantic. Rowan has extensive experience in the industry and holds Series 7, Series 24, Series 63, Series 99TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/03/2023 - Present
Rothschild & Co. US Inc. (NEW YORK NY)
BC
Issued 05/05/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/27/2018
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/30/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe EDGA Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
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