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Rovena Grishaj

Northwestern Mutual Investment Services, LLC

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About Rovena Grishaj

Rovena Grishaj is a registered representative with Northwestern Mutual Investment Services, LLC, a broker-dealer firm. Rovena Grishaj also holds a Series 7TO license and is registered in 8 states, including New York, New Jersey, and California. Before joining Northwestern Mutual Investment Services, LLC, Rovena Grishaj was a Registered Representative for MML Investors Services, LLC in New York, NY. Rovena Grishaj has been in the financial services industry since 2022. Rovena Grishaj may earn commissions from insurance companies or insurance brokerage agencies for the sale of non-variable life, health, Medicare, annuity, disability, and/or long-term care insurance products.

Firm Information

Rovena Grishaj is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Rovena Grishaj’s Registration & Firm History

NY

10/06/2022 - Present

Northwestern Mutual Investment Services, LLC (NEW YORK NY)

NY

06/14/2022 - 09/14/2022

MML INVESTORS SERVICES, LLC (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 08/18/2022

Series 66 - Uniform Combined State Law Examination

BC

Issued 06/14/2022

Series 7TO - General Securities Representative Examination

BC

Issued 06/02/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Rovena Grishaj.
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