Unclaimed
Rovena Grishaj is a registered representative with Northwestern Mutual Investment Services, LLC, a broker-dealer firm. Rovena Grishaj also holds a Series 7TO license and is registered in 8 states, including New York, New Jersey, and California. Before joining Northwestern Mutual Investment Services, LLC, Rovena Grishaj was a Registered Representative for MML Investors Services, LLC in New York, NY. Rovena Grishaj has been in the financial services industry since 2022. Rovena Grishaj may earn commissions from insurance companies or insurance brokerage agencies for the sale of non-variable life, health, Medicare, annuity, disability, and/or long-term care insurance products.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
NY
10/06/2022 - Present
Northwestern Mutual Investment Services, LLC (NEW YORK NY)
NY
06/14/2022 - 09/14/2022
MML INVESTORS SERVICES, LLC (NEW YORK NY)
BOTH
Issued 08/18/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/14/2022
Series 7TO - General Securities Representative Examination
BC
Issued 06/02/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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