Unclaimed
Rovena Grishaj is a registered representative with Northwestern Mutual Investment Services, LLC. Rovena is based in NEW YORK, NY and has been in the industry since July 2022. Rovena has passed the Series 66, Series 7TO, and SIE exams. Rovena has previously worked with MML Investors Services, LLC. Rovena is registered in the following states: California, Connecticut, Florida, Massachusetts, New Jersey, New York, Pennsylvania, and Vermont. Rovena has a current registration with the state of New Jersey for Investment Advisor Representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
NY
10/06/2022 - Present
Northwestern Mutual Investment Services, LLC (NEW YORK NY)
NY
06/14/2022 - 09/14/2022
MML INVESTORS SERVICES, LLC (NEW YORK NY)
BOTH
Issued 08/18/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/14/2022
Series 7TO - General Securities Representative Examination
BC
Issued 06/02/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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