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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rouby? Claim Your ProfileRouby Bechara Souraty is an investment professional with over 25 years of experience in the financial services industry. Rouby currently holds an active registration with Morgan Stanley. Rouby has been registered with Morgan Stanley since June 2021, where Rouby works as a Financial Advisor. Prior to joining Morgan Stanley, Rouby worked for Wells Fargo Advisors, LLC, and Wells Fargo Clearing Services, LLC. Rouby is registered to provide investment advice in the state of New York and Texas. Rouby holds FINRA Series 3, 7, 63, and 65 licenses, as well as the SIE exam. Rouby has also completed the National Commodity Futures Examination.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
06/16/2021 - Present
Morgan Stanley (New York NY)
NY
07/01/2003 - 06/21/2021
WELLS FARGO CLEARING SERVICES, LLC (NEW YORK NY)
NY
12/04/1997 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
TX
01/02/1997 - 04/23/1998
FISERV INVESTOR SERVICES, INC. (HOUSTON TX)
TX
04/16/1996 - 01/02/1997
TRADESTAR INVESTMENTS,INC. (HOUSTON TX)
IA
Issued 01/26/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/15/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/27/2003
Series 3 - National Commodity Futures Examination
BC
Issued 04/15/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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