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Rosten Yoshio Tsuha

State Farm Investment Management Corp.

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About Rosten Yoshio Tsuha

Rosten Yoshio Tsuha is a financial professional with over 30 years of experience in the industry. Rosten is currently registered as a Registered Representative with State Farm Investment Management Corp. Rosten's prior registrations included Princor Financial Services Corporation and Pruco Securities Corporation. Rosten is licensed in both California and Hawaii, and holds Series 6, 63, 26 and 65 licenses. Rosten has earned the Securities Industry Essentials (SIE) exam designation.

Firm Information

Rosten Tsuha is currently registered with State Farm Investment Management Corp.. State Farm Investment Management Corp. is a terminated corporation formed on December 9, 1966, headquartered in Bloomington, IL. The firm primarily managed investment portfolios for individuals and investment companies. They managed a total of $10,164,536,171 in assets, all of which were discretionary.
State Farm Investment Management Corp.

ONE STATE FARM PLAZA

BLOOMINGTON, IL 61710-0001

$10.16B

Assets Under Management

Not reported

Total Clients

4,868

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Rosten Tsuha’s Registration & Firm History

HI

11/29/2018 - Present

State Farm Investment Management Corp. (Honolulu HI)

IA

01/26/2001 - 10/02/2002

PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)

NJ

08/31/1987 - 12/22/2000

PRUCO SECURITIES CORPORATION (NEWARK NJ)

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Licenses & Designations

IA

Issued 11/28/2018

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/25/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/01/1999

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/27/1987

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Rosten Yoshio Tsuha.
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