Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rossi? Claim Your ProfileRossi Daniel Roche is a financial advisor with PFS Investments Inc. Rossi has been in the financial services industry since March 28, 2018. Rossi is licensed to provide financial services in Florida, Georgia, Nevada, New York and North Carolina. Rossi is registered with FINRA and the state of Florida. Rossi holds Series 6, 26 and 63 licenses, and the SIE. Rossi has worked exclusively with PFS Investments Inc. since March 29, 2018.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
FL
03/29/2018 - Present
PFS Investments Inc. (JACKSONVILLE FL)
BC
Issued 08/15/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/23/2018
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/28/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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