Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ross? Claim Your ProfileRoss Williams is a financial advisor currently affiliated with Umergence LLC. Ross has over 20 years of experience in the financial industry and holds the Series 3, 7, 9, 10 and 63 licenses. Ross has a strong background in securities, options and commodities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
02/17/2021 - Present
Umergence LLC (PLANTSVILLE CT)
GA
12/11/2017 - 02/02/2021
MOODY CAPITAL SOLUTIONS, INC (ATLANTA GA)
GA
04/30/2014 - 12/08/2015
MOODY CAPITAL SOLUTIONS, INC (ATLANTA GA)
MA
04/18/2012 - 09/20/2012
AVONDALE PARTNERS, LLC (BOSTON MA)
MA
01/08/2010 - 01/05/2012
ARETE RESEARCH LLC (BOSTON MA)
MA
04/09/2008 - 01/07/2010
THINKEQUITY LLC (BOSTON MA)
MA
08/29/1995 - 03/28/2008
CREDIT SUISSE SECURITIES (USA) LLC (BOSTON MA)
BC
Issued 08/30/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/06/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/14/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/02/1995
Series 3 - National Commodity Futures Examination
BC
Issued 08/28/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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