Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ross? Claim Your ProfileRoss Von Walker is an investment advisor representative at Empower Advisory Group, LLC. Ross has been in the financial services industry since 1999. Ross is registered with the state of Colorado and has been with Empower Advisory Group, LLC since 2015. Previously, Ross worked at J.P. Morgan Institutional Investments Inc. Ross holds a Series 63 and 65 license as well as a Series 7, 6, and SIE license. Ross specializes in financial planning, portfolio management for individuals and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
01/05/2015 - Present
Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)
CO
10/01/2009 - 12/31/2014
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (ENGLEWOOD CO)
TN
08/20/2004 - 09/14/2009
JACKSON NATIONAL LIFE DISTRIBUTORS LLC (FRANKLIN TN)
TX
09/01/2003 - 07/30/2004
A I M DISTRIBUTORS, INC. (HOUSTON TX)
TX
05/21/1999 - 09/01/2003
INVESCO DISTRIBUTORS, INC. (HOUSTON TX)
IA
Issued 12/05/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/30/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/31/2018
Series 7 - General Securities Representative Examination
BC
Issued 05/20/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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