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Ross Vincent Gooding

Financial Advocates Investment Management

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About Ross Vincent Gooding

Ross Vincent Gooding is a financial advisor with over 30 years of experience in the industry. Ross has a strong track record of success and is committed to providing personalized financial advice to individuals, families, and businesses. Ross currently works at Financial Advocates Investment Management, where he provides a variety of financial services including financial planning, portfolio management, and pension consulting. Ross has a strong commitment to helping clients achieve their financial goals and is dedicated to building long-lasting relationships with them.

Firm Information

Ross Gooding is currently registered with Financial Advocates Investment Management. Financial Advocates Investment Management is a registered investment advisor headquartered in Olympia, Washington, with a team of 81 licensed agents, 85 investment adviser representatives, and 76 registered representatives. The firm manages approximately $3.85 billion in assets for a diverse client base, including high-net-worth individuals, individuals other than high-net-worth, corporations, pension plans, and charitable organizations. Financial Advocates Investment Management offers a range of advisory services, including financial planning, portfolio management for individuals and businesses, and pension consulting. The firm is committed to providing personalized financial guidance and customized investment solutions to help clients achieve their financial goals.
Financial Advocates Investment Management

1601 COOPER POINT ROAD NW

OLYMPIA, WA 98502

$3.85B

Assets Under Management

113

Total Clients

82

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Ross Gooding’s Registration & Firm History

WA

02/10/2015 - Present

Financial Advocates Investment Management (OLYMPIA WA)

WA

05/07/2001 - 09/11/2006

WACHOVIA SECURITIES, LLC (BELLEVUE WA)

NY

01/26/1993 - 05/09/2001

MORGAN STANLEY DW INC. (PURCHASE NY)

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Licenses & Designations

IA

Issued 09/28/1994

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/25/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/06/1993

Series 31 - Futures Managed Funds Examination

BC

Issued 01/22/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Ross Vincent Gooding. Review regulatory record here.
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